SEC Form 4 · accession 0001209191-15-001675
PHH CORP · PHH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James O Egan
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 8:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2014 | A | 1,998 | $23.96 | A | 39,307 | D | |
| Common StockF3,F1 | Jan 5, 2015 | S$0 | 799 | — | D | 38,508 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All shares reported in Column 5 are subject to the PHH Corporation Non-Employee Director and Employee Share Ownership and Retention Policy.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2014.
- F3These shares were sold in multiple transactions at the price of $23.85. The reporting person undertakes to provide to PHH Corporation, any security holder of PHH Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate transaction.