SEC Form 4 · accession 0000776901-19-000010
INDEPENDENT BANK CORP · INDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Oddleifson
Officer — CEO · Director
Period of report
Jan 29, 2019
Accepted (ET)
Jan 30, 2019 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000776901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2019 | G | 1,050 | $0.00 | D | 87,567 | D | |
| Common StockF1 | Jan 28, 2019 | G | 350 | $0.00 | A | 350 | I | by Trust I |
| Common StockF1 | Jan 28, 2019 | G | 350 | $0.00 | A | 350 | I | by Trust II |
| Common StockF1 | Jan 28, 2019 | G | 350 | $0.00 | A | 350 | I | by Trust III |
| Common StockF2 | Jan 29, 2019 | S | 350 | $79.2082 | D | 0 | I | by Trust I |
| Common StockF2 | Jan 29, 2019 | S | 350 | $79.2082 | D | 0 | I | by Trust II |
| Common StockF2 | Jan 29, 2019 | S | 350 | $79.2082 | D | 0 | I | by Trust III |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Oddleifson made three gifts of 350 shares each for the benefit of his three children. As Mr. Oddleifson's wife is the Trustee of these trusts and the trusts are for the benefit of members of his immediate family,this form reflects the gifted shares as being transferred from direct ownership to indirect ownership. Mr. Oddleifson disclaims beneficial ownership of these securities and the filing of this report is not an admission that his is the beneficial owner of these securities for purposes of Section 16, or any other purpose.
- F2This price represents the weighted average purchase price of stock sales that were executed at prices ranging from $79.07 through $79.27 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.