SEC Form 4 · accession 0000776901-18-000150
INDEPENDENT BANK CORP · INDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Spurr Jr.
Director
Period of report
May 22, 2018
Accepted (ET)
May 24, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000776901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 22, 2018 | A | 500 | $0.00 | A | 19,483 | D | |
| Common StockF2 | holding | — | — | — | 100,000 | I | by Corporation | |
| Common StockF3 | holding | — | — | — | 11,798 | I | by Trust | |
| Common StockF4 | holding | — | — | — | 4,830 | I | by Elizabeth P. Spurr Trust | |
| Common StockF5 | holding | — | — | — | 2,704 | I | K. Spurr Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Independent Bank Corp. awarded restricted stock to reporting person per the Independent Bank Corp. 2018 Non-Employee Director Stock Plan in a transaction exempt pursuant to Rule 16b-3(d). Shares immediately vested on the date of the grant.
- F2Shares held i/n/o A. W. Perry Security Corporation. Filer is Vice Chairman of this Corporation. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities Exchange Act, the beneficial owner of such securities.
- F3Shares held in name of John H. Spurr, Jr. Trust of which the Filer is a Trustee and Life Beneficiary.
- F4Trust shares represented by: 2,415 shares held i/n/o Elizabeth P. Spurr 1972 Trust f/b/o Filer, who is co-trustee and income beneficiary of Trust; 2,415 shares held i/n/o Elizabeth P. Spurr 1972 Trust f/b/o Filer's sister. Filer is co-trustee of trust.
- F5Shares held i/n/o of Kay Spurr Trust, over which the Filer may be deemed to possess voting or investment control. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of the Exchange Act, the beneficial owner of such securities.