SEC Form 4 · accession 0000776901-16-000526
INDEPENDENT BANK CORP · INDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Spurr Jr.
Director
Period of report
Oct 25, 2016
Accepted (ET)
Oct 27, 2016 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000776901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 25, 2016 | A | 107 | $55.9711 | A | 29,223 | D | |
| Common StockF3 | holding | — | — | — | 100,000 | I | by Corporation | |
| Common StockF4 | holding | — | — | — | 662 | I | by Spouse | |
| Common StockF5 | holding | — | — | — | 2,903 | I | by Trust | |
| Common StockF6 | holding | — | — | — | 4,830 | I | by Elizabeth P. Spurr Trust | |
| Common StockF7 | holding | — | — | — | 2,042 | I | K. Spurr Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired as a result of participation in the Independent Bank Corp. Directors Deferred Compensation Program.
- F2Holdings include 68.6753 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (7/26/16). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended.
- F3Shares held i/n/o A. W. Perry Security Corporation. Filer is President of this Corporation. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities Exchange Act, the beneficial owner of such securities.
- F4The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Exchange Act, the beneficial owner of such securities.
- F5Shares held in name of John H. Spurr, Jr. Trust on which the Filer is a Trustee and Life Beneficiary.
- F6Trust shares represented by: 2,415 shares held i/n/o Elizabeth P. Spurr 1972 Trust f/b/o Filer, who is co-trustee and income beneficiary of Trust; 2,415 shares held i/n/o Elizabeth P. Spurr 1972 Trust f/b/o Filer's sister. Filer is co-trustee of trust.
- F7Shares held i/n/o of Kay Spurr Trust, over which the Filer may be deemed to possess voting or investment control. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of the Exchange Act, the beneficial owner of such securities.