SEC Form 4/A · accession 0000776901-16-000440
INDEPENDENT BANK CORP · INDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kevin J Jones
Director
Period of report
May 24, 2016
Accepted (ET)
May 26, 2016 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000776901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 24, 2016 | A | 725 | $0.00 | A | 84,442 | D | |
| Common StockF3 | holding | — | — | — | 30,000 | I | by Son | |
| Common StockF4 | holding | — | — | — | 9,698 | I | by Spouse | |
| Common StockF5 | holding | — | — | — | 5,000 | I | by Corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amendment filing solely to correct the transaction date. The grant date of the restricted stock award was 5/24/2016.
- F2Independent Bank Corp. awarded restricted stock to reporting person per the Independent Bank Corp. 2010 Non-Employee Director Stock Plan in a transaction exempt pursuant to Rule 16b-3(d). Shares are scheduled to vest on the fifth anniversary of the date of the grant.
- F3Shares carried under the name of Filers three sons as follows: 10,000 shares held i/n/o Kevin J. Jones and Frances Jones, Trustees, Brian Jones Irrevocable Trust, 10,000 shares held i/n/o Kevin J. Jones and Frances Jones, Trustees, Mark Jones Irrevocable Trust, and 10,000 shares held i/n/o Kevin J. Jones and Frances Jones, Trustees, Sean Jones Irrevocable Trust. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Exchange Act,the beneficial owner of such securities.
- F4The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Exchange Act, the beneficial owner of such securities.
- F5Shares held i/n/o Corporation. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities and Exchange Act, the beneficial owner of such securities.