SEC Form 4 · accession 0000776901-16-000379
INDEPENDENT BANK CORP · INDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Spurr Jr.
Director
Period of report
Apr 26, 2016
Accepted (ET)
Apr 28, 2016 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000776901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Apr 26, 2016 | A | 213 | $47.277 | A | 28,124 | D | |
| Common StockF4 | holding | — | — | — | 2,903 | I | by Trust | |
| Common StockF5 | holding | — | — | — | 662 | I | by Spouse | |
| Common StockF6 | holding | — | — | — | 2,042 | I | K. Spurr Trust | |
| Common StockF7 | holding | — | — | — | 4,830 | I | by Elizabeth P. Spurr Trust | |
| Common StockF8 | holding | — | — | — | 100,000 | I | by Corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired as a result of participation in the Independent Bank Corp. Directors Deferred Compensation Program.
- F2Holdings include 80.2272 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (1/27/16). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended.
- F3The total number of shares was previously understated by 20.51 shares on the Form 4 filing dated 1/27/16.
- F4Shares held in name of John H. Spurr, Jr. Trust on which the Filer is a Trustee and Life Beneficiary.
- F5The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Exchange Act, the beneficial owner of such securities.
- F6Shares held i/n/o of Kay Spurr Trust, over which the Filer may be deemed to possess voting or investment control. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of the Exchange Act, the beneficial owner of such securities.
- F7Trust shares represented by: 2,415 shares held i/n/o Elizabeth P. Spurr 1972 Trust f/b/o Filer, who is co-trustee and remaindermer of Trust; 2,415 shares held i/n/o Elizabeth P. Spurr 1972 Trust f/b/o Filer's sister.
- F8Shares held i/n/o A. W. Perry Security Corporation. Filer is President of this Corporation. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities Exchange Act, the beneficial owner of such securities.