SEC Form 4 · accession 0000776901-16-000295
INDEPENDENT BANK CORP · INDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard F Nadeau
Officer — Executive Vice President
Period of report
Feb 11, 2016
Accepted (ET)
Feb 16, 2016 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000776901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 11, 2016 | A | 2,800 | $0.00 | A | 28,043 | D | |
| Common StockF3 | holding | — | — | — | 202 | I | by Daughter | |
| Common StockF4 | holding | — | — | — | 204 | I | By Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Independent Bank Corp. awarded Time Vesting Restricted Stock to reporting person.
- F2Holdings include 12.912 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (11/3/15). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended.
- F3Shares held in Filer's name f/b/o Daughter. Holdings include 1.2084 shares received pursuant to the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (11/3/15). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Exchange Act, the beneficial owner of such securities.
- F4Shares held in Filer's name f/b/o son. Holdings include 1.2190 shares received pursuant to the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (11/3/15). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Exchange Act, the beneficial owner of such securities.