SEC Form 4 · accession 0000776901-15-000245
INDEPENDENT BANK CORP · INDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard F Nadeau
Officer — Executive Vice President
Period of report
Nov 3, 2015
Accepted (ET)
Nov 5, 2015 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000776901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 3, 2015 | S | 3,460 | $46.9885 | D | 25,230 | D | |
| Common StockF2 | holding | — | — | — | 203 | I | by Son | |
| Common StockF3 | holding | — | — | — | 201 | I | by Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price represents the weighted average purchase price of stock sales that were executed at prices ranging from $46.96 through $47.10 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
- F2Shares held in Filer's name f/b/o son. Holdings include 1.2009 shares received pursuant to the Company's Dividend Reinvestment Plan since the last Form 4 filing (8/4/15). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities and Exchange Act, the beneficial owner of such securities.
- F3Shares held in Filer's name f/b/o daughter. Holdings include 1.1906 shares received pursuant to the Independent Bank Corp. 2010 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (8/4/15). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended.