SEC Form 4 · accession 0000776901-15-000181
INDEPENDENT BANK CORP · INDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Spurr Jr.
Director
Period of report
Jul 21, 2015
Accepted (ET)
Jul 22, 2015 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000776901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 21, 2015 | A | 162 | $50.1772 | A | 27,424 | D | |
| Common StockF3 | holding | — | — | — | 3,103 | I | by Trust | |
| Common StockF4 | holding | — | — | — | 662 | I | by Spouse | |
| Common StockF5 | holding | — | — | — | 2,042 | I | K. Spurr Trust | |
| Common StockF6 | holding | — | — | — | 4,830 | I | by Elizabeth P. Spurr Trust | |
| Common StockF7 | holding | — | — | — | 100,000 | I | by Corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired as a result of participation in the Independent Bank Corp. Directors Deferred Compensation Program.
- F2Holdings include 65.1206 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (5/27/15). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended.
- F3Shares held in name of John H. Spurr, Jr. Trust on which the Filer is a Trustee and Life Beneficiary.
- F4The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Exchange Act, the beneficial owner of such securities.
- F5Shares held i/n/o of Kay Spurr Trust, over which the Filer may be deemed to possess voting or investment control. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of the Exchange Act, the beneficial owner of such securities.
- F6Trust shares represented by: 2,415 shares held i/n/o Elizabeth P. Spurr 1972 Trust f/b/o Filer, who is co-trustee and remaindermer of Trust; 2,415 shares held i/n/o Elizabeth P. Spurr 1972 Trust f/b/o Filer's sister.
- F7Shares held i/n/o A. W. Perry Security Corporation. Filer is President of this Corporation. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities Exchange Act, the beneficial owner of such securities.