SEC Form 4 · accession 0000776901-15-000157
INDEPENDENT BANK CORP · INDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maurice H Sullivan Jr.
Director
Period of report
May 27, 2015
Accepted (ET)
May 29, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000776901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 27, 2015 | A | 800 | $0.00 | A | 27,730 | D | |
| Common StockF2 | holding | — | — | — | 19,275 | I | IRA | |
| Common StockF2 | holding | — | — | — | 3,174 | I | Spouse | |
| Common StockF2 | holding | — | — | — | 453 | I | Spouse f/b/o Grandchild | |
| Common StockF3 | holding | — | — | — | 12,342 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Independent Bank Corp. awarded restricted stock to reporting person per the Independent Bank Corp. 2010 Non-Employee Director Stock Plan in a transaction exempt pursuant to Rule 16b-3(d). Shares are scheduled to vest on the fifth anniversary of the date of the grant.
- F2The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Exchange Act, the beneficial owner of such securities.
- F3Reflects exempt acquisition of shares under ESOP since reporting person's last Form 4. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Exchange Act, the beneficial owner of such securities.