SEC Form 4 · accession 0000776901-15-000126
INDEPENDENT BANK CORP · INDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Ribeiro
Director
Period of report
May 13, 2015
Accepted (ET)
May 14, 2015 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000776901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | M | 500 | $28.875 | A | 17,243 | D | |
| Common StockF1 | holding | — | — | — | 3,950 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock Option (Right to Buy)F2 | $28.875 | May 13, 2015 | M | 500 | D | May 24, 2011 | May 24, 2021 | Common Stock | 500 | 0 | D |
Explanation of responses
- F1The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Exchange Act, the beneficial owner of such securities.
- F2Granted under the Independent Bank Corp. 2010 Employee Stock Option Plan. 167 shares first became exercisable on May 24, 2011, 167 shares became exercisable on January 1, 2012 and the remainder of the shares became exercisable on January 1, 2013.