SEC Form 4 · accession 0000776901-15-000062
INDEPENDENT BANK CORP · INDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin J Jones
Director
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000776901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2015 | M | 1,000 | $27.16 | A | 78,662 | D | |
| Common StockF1 | holding | — | — | — | 30,000 | I | by Son | |
| Common StockF2 | holding | — | — | — | 9,406 | I | by Spouse | |
| Common StockF3 | holding | — | — | — | 5,000 | I | by Corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock Option (Right to Buy)F4 | $27.16 | Feb 25, 2015 | M | 1,000 | D | Oct 26, 2005 | Apr 27, 2015 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1Shares carried under the name of Filers three sons as follows: 10,000 shares held i/n/o Kevin J. Jones and Frances Jones, Trustees, Brian Jones Irrevocable Trust, 10,000 shares held i/n/o Kevin J. Jones and Frances Jones, Trustees, Mark Jones Irrevocable Trust, and 10,000 shares held i/n/o Kevin J. Jones and Frances Jones, Trustees, Sean Jones Irrevocable TrustThe filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of such securities held by Trusts.
- F2The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities Exchange Act, the beneficial owner of such securities.
- F3Shares held i/n/o Corporation. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of the Exchange Act, the beneficial owner of such securities.
- F4Granted under the Independent Bank Corp. 2005 Employee Stock Option Plan. Shares became exercisable on October 26, 2005.