SEC Form 4 · accession 0000776901-15-000035
INDEPENDENT BANK CORP · INDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denis K Sheahan
Officer — Chief Operating Officer
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000776901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 12, 2015 | A | 3,200 | $0.00 | A | 51,881 | D | |
| Common Stock | Feb 14, 2015 | F | 385 | $40.12 | D | 51,496 | D | |
| Common Stock | Feb 16, 2015 | F | 385 | $40.12 | D | 51,111 | D | |
| Common Stock | Feb 17, 2015 | F | 271 | $40.555 | D | 50,840 | D | |
| Common StockF4,F5 | holding | — | — | — | 2,018 | I | By Filer f/b/o Sons | |
| Common StockF6,F7 | holding | — | — | — | 1,011 | I | by Filer f/b/o daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Independent Bank Corp. awarded Time Vesting Restricted Stock to reporting person
- F2Holdings include 145.3037 shares acquired as a result of participation in the 2014 Independent Bank Corp. Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (10/23/14). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended.
- F3Total Holdings include 10,714.8728 shares held in Filer's 401(k) account
- F4Shares held in Filer's name f/b/o sons. Holdings include 12.5286 shares received pursuant to the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (10/23/14). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Exchange Act, the beneficial owner of such securities.
- F5Total shares were understated on the last Form 4 filing due to the inadvertent omission of the 27.2602 shares resulting from dividend reinvestment.
- F6Shares held in Filer's name f/b/o Daughter. Holdings include 6.2789 shares received pursuant to the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (10/23/14). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Exchange Act, the beneficial owner of such securities.
- F7Total shares were understated on the last Form 4 filing due to the inadvertent omission of the 13.6618 shares resulting from dividend reinvestment.