SEC Form 4 · accession 0001668244-17-000008
WHITE MOUNTAINS INSURANCE GROUP LTD · WTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Joseph Rene Barrette
Officer — Chief Executive Officer · Director · Other
Period of report
Jan 11, 2017
Accepted (ET)
Jan 13, 2017 · 7:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000776867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 11, 2017 | M | 3,000 | $742.00 | A | 45,646 | D | |
| Common SharesF1 | Jan 11, 2017 | F | 2,651 | $839.51 | D | 42,995 | D | |
| Common SharesF1 | Jan 12, 2017 | M | 3,000 | $742.00 | A | 45,995 | D | |
| Common SharesF1 | Jan 12, 2017 | F | 2,639 | $843.23 | D | 43,356 | D | |
| Common SharesF1 | Jan 13, 2017 | M | 3,000 | $742.00 | A | 46,356 | D | |
| Common SharesF1 | Jan 13, 2017 | F | 2,636 | $844.24 | D | 43,720 | D | |
| Common Shares | holding | — | — | — | 6,499 | I | by Grantor Retained Annuity Trust | |
| Common Shares (restricted) | holding | — | — | — | 5,000 | D | ||
| Common Shares | holding | — | — | — | 6,106 | I | By IRA | |
| Common Shares | holding | — | — | — | 719 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Share Options (right to buy)F2 | $742.00 | Jan 11, 2017 | M | 3,000 | D | — | Jan 20, 2017 | Common Shares | 3,000 | 19,000 | D |
| Common Share Options (right to buy)F2 | $742.00 | Jan 12, 2017 | M | 3,000 | D | — | Jan 20, 2017 | Common Shares | 3,000 | 16,000 | D |
| Common Share Options (right to buy)F2 | $742.00 | Jan 13, 2017 | M | 3,000 | D | — | Jan 20, 2017 | Common Shares | 3,000 | 13,000 | D |
Explanation of responses
- F1Includes shares held in accounts jointly owned by the Reporting Person and his spouse.
- F2All of the options are fully vested and exercisable.