SEC Form 4 · accession 0001668244-17-000007
WHITE MOUNTAINS INSURANCE GROUP LTD · WTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Joseph Rene Barrette
Officer — Chief Executive Officer · Director · Other
Period of report
Jan 6, 2017
Accepted (ET)
Jan 10, 2017 · 7:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000776867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 6, 2017 | M | 3,000 | $742.00 | A | 44,530 | D | |
| Common SharesF1 | Jan 6, 2017 | F | 2,610 | $852.66 | D | 41,920 | D | |
| Common SharesF1 | Jan 9, 2017 | M | 3,000 | $742.00 | A | 44,920 | D | |
| Common SharesF1 | Jan 9, 2017 | F | 2,631 | $845.81 | D | 42,289 | D | |
| Common SharesF1 | Jan 10, 2017 | M | 3,000 | $742.00 | A | 45,289 | D | |
| Common SharesF1 | Jan 10, 2017 | F | 2,643 | $842.10 | D | 42,646 | D | |
| Common SharesF2 | holding | — | — | — | 6,499 | I | by Grantor Retained Annuity Trust | |
| Common Shares (restricted) | holding | — | — | — | 5,000 | D | ||
| Common Shares | holding | — | — | — | 6,106 | I | By IRA | |
| Common Shares | holding | — | — | — | 719 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Share Options (right to buy)F3 | $742.00 | Jan 6, 2017 | M | 3,000 | D | — | Jan 20, 2017 | Common Shares | 3,000 | 28,000 | D |
| Common Share Options (right to buy)F3 | $742.00 | Jan 9, 2017 | M | 3,000 | D | — | Jan 20, 2017 | Common Shares | 3,000 | 25,000 | D |
| Common Share Options (right to buy)F3 | $742.00 | Jan 10, 2017 | M | 3,000 | D | — | Jan 20, 2017 | Common Shares | 3,000 | 22,000 | D |
Explanation of responses
- F1Includes shares held in accounts jointly owned by the Reporting Person and his spouse.
- F2Since the date of the Reporting Person's last filing, 500 WTM Common Shares were reclassified from indirect to direct holdings.
- F3All of the options are fully vested and exercisable.