SEC Form 4 · accession 0001668244-16-000029
WHITE MOUNTAINS INSURANCE GROUP LTD · WTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Joseph Rene Barrette
Officer — Chief Executive Officer · Director · Other
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 8:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000776867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 16, 2016 | M | 2,000 | $742.00 | A | 44,506 | D | |
| Common SharesF1 | Dec 16, 2016 | F | 1,768 | $839.21 | D | 42,738 | D | |
| Common SharesF1 | Dec 19, 2016 | M | 2,000 | $742.00 | A | 44,738 | D | |
| Common SharesF1 | Dec 19, 2016 | F | 1,736 | $854.50 | D | 43,002 | D | |
| Common SharesF2 | Dec 19, 2016 | G | 500 | $0.00 | D | 42,502 | D | |
| Common Shares | Dec 20, 2016 | S | 1 | $860.00 | D | 7,999 | I | by Grantor Retained Annuity Trust |
| Common Shares (restricted) | holding | — | — | — | 5,000 | D | ||
| Common Shares | holding | — | — | — | 6,106 | I | By IRA | |
| Common Shares | holding | — | — | — | 717 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Share Options (right to buy)F3 | $742.00 | Dec 16, 2016 | M | 2,000 | D | — | Jan 20, 2017 | Common Shares | 2,000 | 49,000 | D |
| Common Share Options (right to buy)F3 | $742.00 | Dec 19, 2016 | M | 2,000 | D | — | Jan 20, 2017 | Common Shares | 2,000 | 47,000 | D |
Explanation of responses
- F1Includes shares held in accounts jointly owned by the Reporting Person and his spouse.
- F2Gift to charitable foundation.
- F3All of the options are fully vested and exercisable.