SEC Form 4 · accession 0001668244-16-000021
WHITE MOUNTAINS INSURANCE GROUP LTD · WTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Joseph Rene Barrette
Officer — Chief Executive Officer · Director · Other
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000776867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 23, 2016 | G | 2,278 | $0.00 | D | 10,000 | I | By Grantor Retained Annuity Trust |
| Common SharesF2 | Nov 23, 2016 | M | 3,000 | $742.00 | A | 38,956 | D | |
| Common SharesF2 | Nov 23, 2016 | F | 2,662 | $836.16 | D | 36,294 | D | |
| Common SharesF2 | Nov 25, 2016 | M | 3,000 | $742.00 | A | 39,294 | D | |
| Common SharesF2 | Nov 25, 2016 | F | 2,618 | $850.00 | D | 36,676 | D | |
| Common SharesF2 | Nov 28, 2016 | M | 3,000 | $742.00 | A | 39,676 | D | |
| Common SharesF2 | Nov 28, 2016 | F | 2,614 | $851.27 | D | 37,062 | D | |
| Common Shares (restricted) | holding | — | — | — | 5,000 | D | ||
| Common Shares | holding | — | — | — | 6,106 | I | By IRA | |
| Common Shares | holding | — | — | — | 716 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Share Options (right to buy)F3 | $742.00 | Nov 23, 2016 | M | 3,000 | D | — | Jan 20, 2017 | Common Shares | 3,000 | 99,000 | D |
| Common Share Options (right to buy)F3 | $742.00 | Nov 25, 2016 | M | 3,000 | D | — | Jan 20, 2017 | Common Shares | 3,000 | 96,000 | D |
| Common Share Options (right to buy)F3 | $742.00 | Nov 28, 2016 | M | 3,000 | D | — | Jan 20, 2017 | Common Shares | 3,000 | 93,000 | D |
Explanation of responses
- F1Reflects a bona fide gift.
- F2Includes shares held in accounts jointly owned by the Reporting Person and his spouse.
- F3All of the options are fully vested and exercisable.