SEC Form 5 · accession 0001327330-15-000007
WHITE MOUNTAINS INSURANCE GROUP LTD · WTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Joseph Rene Barrette
Officer — Chief Executive Officer · Director · Other
Period of report
Dec 31, 2014
Accepted (ET)
Jan 23, 2015 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000776867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Apr 1, 2014 | G | 3,308 | $0.00 | D | 21,685 | I | By Grantor Retained Annuity Trust |
| Common SharesF2 | Sep 10, 2014 | G | 1,600 | $0.00 | D | 22,253 | D | |
| Common SharesF3 | Dec 4, 2014 | G | 1,084 | $0.00 | D | 22,396 | D | |
| Common Shares (restricted) | holding | — | — | — | 5,000 | D | ||
| Common Shares | holding | — | — | — | 6,106 | I | by IRA | |
| Common SharesF5 | holding | — | — | — | 631 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Share OptionsF4 | $742.00 | holding | — | — | — | — | Jan 20, 2017 | Common Shares | 125,000 | 125,000 | D |
Explanation of responses
- F1Reflects net share transfers made by Reporting Person to GRATs for 2014.
- F2Reflects net share transfers made by Reporting Person to GRATs through September 10.
- F3Reflects net share transfers made by Reporting Person to GRATs through December 4.
- F4All the options are vested and immediately exerciseable.
- F5Reflects accumulation of 2 WTM Common Shares in Reporting Person's Company 401(k) account since his last filed report. WTM Common Shares are purchased at fair market value on the date of purchase. The information in this report is based on a plan statement dated as of December 31, 2014.