SEC Form 4 · accession 0001140361-18-014168
TUTOR PERINI CORP · TPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary G. Smalley
Officer — Executive VP and CFO
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 8:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077543
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2018 | A | 15,000 | — | A | 23,785 | D | |
| Common Stock | Mar 15, 2018 | F | 7,437 | $22.40 | D | 16,348 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F2 | $17.06 | Mar 15, 2018 | A | 15,000 | A | Mar 15, 2018 | Sep 1, 2025 | Common Stock | 15,000 | 30,000 | D |
Explanation of responses
- F1On March 7, 2017, the reporting person was granted 15,000 restricted stock units (RSUs) that vested on March 15, 2018 upon the achievement of performance criteria for the year ended December 31, 2017. The RSUs convert into common stock of TPC on a 1-for-1 basis.
- F2On March 7, 2017, the reporting person was granted 15,000 stock options that vested on March 15, 2018 upon the achievement of performance criteria for the year ended December 31, 2017.
- F3Includes 15,000 stock options that vested on March 15, 2017, upon the achievement of performance criteria for the year ended December 31, 2016 (as reported on Form 4 on March 17, 2017).