SEC Form 4 · accession 0001140361-18-001129
TUTOR PERINI CORP · TPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald N Tutor
Officer — Chairman & CEO · Director · 10% Owner
Period of report
Jan 5, 2018
Accepted (ET)
Jan 5, 2018 · 7:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077543
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $25.70 | Jan 5, 2018 | A | 75,000 | A | Dec 31, 2019 | Jan 5, 2028 | Common Stock | 75,000 | 75,000 | D |
| Employee Stock Option (Right to Buy)F2 | $25.70 | Jan 5, 2018 | A | 75,000 | A | Dec 31, 2020 | Jan 5, 2028 | Common Stock | 75,000 | 75,000 | D |
| Employee Stock Option (Right to Buy)F3 | $25.70 | Jan 5, 2018 | A | 75,000 | A | Dec 31, 2021 | Jan 5, 2028 | Common Stock | 75,000 | 75,000 | D |
| Restricted Stock UnitsF4,F5 | — | Jan 5, 2018 | A | 150,000 | A | Jan 4, 2021 | — | Common Stock | 150,000 | 150,000 | D |
| Restricted Stock UnitsF4,F6 | — | Jan 5, 2018 | A | 75,000 | A | Dec 31, 2021 | — | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1The employee stock options become exercisable on December 31, 2019, contingent upon Mr. Tutor's continued employment through this date.
- F2The employee stock options become exercisable on December 31, 2020, contingent upon Mr. Tutor's continued employment through this date.
- F3The employee stock options become exercisable on December 31, 2021, contingent upon Mr. Tutor's continued employment through this date.
- F4The restricted stock units convert into common stock of Tutor Perini Corporation on a 1-for-1 basis.
- F5The restricted stock units vest on January 4, 2021, contingent upon Mr. Tutor's continued employment through this date.
- F6The restricted stock units vest on December 31, 2021, contingent upon Mr. Tutor's continued employment through this date.