SEC Form 4 · accession 0001140361-17-034945
TUTOR PERINI CORP · TPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary G. Smalley
Officer — Executive VP and CFO
Period of report
Sep 6, 2017
Accepted (ET)
Sep 8, 2017 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077543
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $25.95 | Sep 6, 2017 | A | 112,500 | A | Sep 5, 2020 | Sep 6, 2027 | Common Stock | 112,500 | 112,500 | D |
| Restricted Stock UnitsF2,F3 | — | Sep 6, 2017 | A | 112,500 | A | Sep 5, 2020 | — | Common Stock | 112,500 | 112,500 | D |
Explanation of responses
- F1The employee stock options become exercisable on September 5, 2020, contingent upon Mr. Smalley's continued employment through this date.
- F2The restricted stock units convert into common stock of Tutor Perini Corporation on a 1-for-1 basis.
- F3The restricted stock units vest on September 5, 2020, contingent upon Mr. Smalley's continued employment through this date.