SEC Form 4/A · accession 0001140361-15-000838
TUTOR PERINI CORP · TPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ronald N Tutor
Officer — Chairman & CEO · Director · 10% Owner
Period of report
Nov 12, 2014
Accepted (ET)
Jan 6, 2015 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077543
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2,F1 | — | Dec 22, 2014 | A | 120,097 | A | Dec 31, 2017 | — | Common Stock | 120,097 | 120,097 | D |
| Restricted Stock UnitsF8,F4,F1 | — | Dec 22, 2014 | A | 150,000 | A | Mar 31, 2018 | — | Common Stock | 150,000 | 150,000 | D |
| Restricted Stock UnitsF8,F5,F1 | — | Dec 22, 2014 | A | 150,000 | A | Mar 31, 2019 | — | Common Stock | 150,000 | 150,000 | D |
| Employee Stock OptionF8,F6 | $24.05 | Dec 22, 2014 | A | 150,000 | A | Mar 31, 2018 | — | Common Stock | 150,000 | 150,000 | D |
| Employee Stock OptionF8,F7 | $24.05 | Dec 22, 2014 | A | 150,000 | A | Mar 31, 2019 | — | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1The restricted stock units convert into common stock of Tutor Perini Corporation (the "Company") on a 1 for 1 basis.
- F2The restricted stock units vest on November 12, 2017, subject to the achievement of certain performance criteria.
- F3Amended to modify grant price and revise grant date to align with extended employment agreement.
- F4The restricted stock units vest on March 31, 2018, subject to the achievement of certain performance criteria for fiscal year 2017.
- F5The restricted stock units vest on March 31, 2019, subject to the achievement of certain performance criteria for fiscal year 2018.
- F6The stock options become exercisable on March 31, 2018, subject to the achievement of certain performance criteria for fiscal year 2017.
- F7The stock options become exercisable on March 31, 2019, subject to the achievement of certain performance criteria for fiscal year 2018.
- F8Amended for additional grants to align with extended employment agreement.