SEC Form 4 · accession 0001632351-15-000032
ALLEGHANY CORP /DE · Y
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Wong
Director
Period of report
Aug 26, 2015
Accepted (ET)
Aug 27, 2015 · 12:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 26, 2015 | M | 541 | $334.23 | A | 5,590 | D | |
| Common Stock | holding | — | — | — | 300 | I | Held by limited liability company in which reporting person has a pecuniary interest | |
| Common Stock | holding | — | — | — | 300 | I | Held by the reporting person's child | |
| Common Stock | holding | — | — | — | 900 | I | Held by a trust over which reporting person has voting and investment power |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $334.23 | Aug 26, 2015 | M | 541 | D | — | Apr 29, 2017 | Common Stock | 541 | 5 | D |
Explanation of responses
- F1One third of such option became exercisable on each of the first, second and third anniversaries of the date of grant. The option was granted for no cash consideration.