SEC Form 4 · accession 0001632351-15-000008
ALLEGHANY CORP /DE · Y
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Weston M Hicks
Officer — President and CEO · Director
Period of report
Jan 2, 2015
Accepted (ET)
Apr 2, 2015 · 2:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775368
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | — | Jan 2, 2015 | I | 826 | D | — | — | Common Stock | 826 | 796 | D |
| Phantom StockF1 | — | Mar 31, 2015 | A | 75 | A | — | — | Common Stock | 75 | 871 | D |
Explanation of responses
- F1Each phantom stock unit is the economic equivalent of one share of the registrant's common stock. Phantom stock units are payable in cash on the date elected by the registrant.
- F2The Reporting Person transferred the value of 826.2934 phantom stock units held under a multi-fund compensation plan into an account linked to the registrant's book value per share.