SEC Form 4 · accession 0001632351-15-000001
ALLEGHANY CORP /DE · Y
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William K Lavin
Director
Period of report
Mar 31, 2015
Accepted (ET)
Apr 1, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 31, 2015 | M | 563 | $242.70 | A | 2,876 | D | |
| Common Stock | Mar 31, 2015 | S | 100 | $489.57 | D | 2,776 | D | |
| Common Stock | Mar 31, 2015 | S | 200 | $488.91 | D | 2,576 | D | |
| Common Stock | Mar 31, 2015 | S | 100 | $488.10 | D | 2,476 | D | |
| Common Stock | Mar 31, 2015 | S | 20 | $488.45 | D | 2,456 | D | |
| Common Stock | Mar 31, 2015 | S | 100 | $486.85 | D | 2,356 | D | |
| Common Stock | Mar 31, 2015 | S | 43 | $488.02 | D | 2,313 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $242.70 | Mar 31, 2015 | M | 563 | D | — | Apr 24, 2015 | Common Stock | 563 | 7 | D |
Explanation of responses
- F1One-third of such option became exercisable on each of the first, second and third anniversaries of the date of grant. The option was granted for no cash consideration.