SEC Form 4 · accession 0000775368-19-000001
ALLEGHANY CORP /DE · Y
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Wong
Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 2, 2019 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 26, 2018 | G | 280 | — | D | 6,629 | D | |
| Common Stock | Dec 31, 2018 | M | 528 | $213.20 | A | 7,157 | D | |
| Common Stock | holding | — | — | — | 300 | I | Held by limited liability company in which reporting person has a pecuniary interest | |
| Common Stock | holding | — | — | — | 900 | I | Held by a trust over which reporting person has voting and investment power |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2,F3 | $213.20 | Dec 31, 2018 | M | 528 | D | — | Apr 26, 2019 | Common Stock | 528 | 0 | D |
Explanation of responses
- F1Gift of shares of Alleghany common stock to non-family member third party for no consideration.
- F2Reflects adjustments to the exercise price and the number of shares underlying the option as a result of stock dividends.
- F3One-third of such option became exercisable on each of the first, second and third anniversaries of the date of grant. The option was granted for no cash consideration.