SEC Form 4 · accession 0000775368-18-000032
ALLEGHANY CORP /DE · Y
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip M Martineau
Director
Period of report
Apr 11, 2018
Accepted (ET)
Apr 12, 2018 · 9:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 11, 2018 | M | 508 | $324.26 | A | 3,578 | D | |
| Common Stock | Apr 11, 2018 | F | 279 | $589.67 | D | 3,299 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $324.26 | Apr 11, 2018 | M | 508 | D | — | May 1, 2021 | Common Stock | 508 | 0 | D |
Explanation of responses
- F1One-third of such option became exercisable on each of the first, second and third anniversaries of the date of grant. The option was granted for no cash consideration.