SEC Form 4 · accession 0000775368-18-000009
ALLEGHANY CORP /DE · Y
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Langton Sennott Jr.
Officer — SVP, Chief Financial Officer
Period of report
Jan 21, 2018
Accepted (ET)
Jan 23, 2018 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 21, 2018 | M | 759 | $0.00 | A | 4,394 | D | |
| Common StockF1 | Jan 21, 2018 | D | 264 | $591.085 | D | 4,130 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 21, 2018 | M | 759 | D | — | — | Common Stock | 759 | 0 | D |
Explanation of responses
- F1Settlement of 759 restricted stock units for shares of the registrant's common stock and $155,602.43 in cash representing withholding for tax obligations in connection with such settlement.
- F2Each restricted stock unit represents a contingent right to receive one share of of the registrant's common stock or a payment in cash in respect of such restricted stock unit in an amount equal to the fair market value of one share of the registrant's common stock on the applicable vesting date.
- F3Each restricted stock unit vested on January 21, 2018.