SEC Form 4 · accession 0000775368-17-000025
ALLEGHANY CORP /DE · Y
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jefferson Kirby
Director
Period of report
Apr 4, 2017
Accepted (ET)
Apr 5, 2017 · 1:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 4, 2017 | M | 541 | $334.2333 | A | 58,228 | D | |
| Common Stock | holding | — | — | — | 396,112 | I | Held by trusts of which reporting person is co-trustee and beneficiary | |
| Common Stock | holding | — | — | — | 27,586 | I | Held by trust of which reporting person is sole trustee and beneficiary | |
| Common Stock | holding | — | — | — | 19 | I | Held by reporting person's spouse | |
| Common Stock | holding | — | — | — | 364 | I | Held by reporting person's children sharing the same household |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $334.2333 | Apr 4, 2017 | M | 541 | D | — | Apr 29, 2017 | Common Stock | 541 | 0 | D |
Explanation of responses
- F1One-third of such option becomes exercisable on each of the first, second and third anniversaries of the date of grant. The option was granted for no cash consideration.