SEC Form 4 · accession 0000775368-17-000012
ALLEGHANY CORP /DE · Y
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Weston M Hicks
Officer — President and CEO · Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 3:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 27, 2017 | A | 14,608 | $647.76 | A | 61,385 | D | |
| Common Stock | Feb 27, 2017 | D | 14,608 | $647.76 | D | 46,777 | D | |
| Common Stock | holding | — | — | — | 9,460 | I | Held by trust of which reporting person has voting and investment control | |
| Common Stock | holding | — | — | — | 9,459 | I | Held by trust of which reporting person has voting and investment control |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Settlement of 14,608 performance shares for $9,462,478.08 in cash, of which $5,281,955.27 represents withholding for tax obligations in connection with such settlement.
- F2Total ownership reflects an immaterial correction to the amount previously reported.