SEC Form 4 · accession 0000775368-17-000003
ALLEGHANY CORP /DE · Y
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Weston M Hicks
Officer — President and CEO · Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 11:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775368
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | — | Dec 30, 2016 | A | 60 | A | — | — | Common Stock | 60 | 1,068 | D |
| Phantom StockF1 | — | Jan 3, 2017 | I | 271 | D | — | — | Common Stock | 271 | 796 | D |
Explanation of responses
- F1Each phantom stock unit is the economic equivalent of one share of the registrant's common stock. Phantom stock units are payable in cash on the date elected by the registrant.
- F2The Reporting Person transferred the value of 271.4787 phantom stock units held under a multi-fund compensation plan into an account linked to the registrant's book value per share.