SEC Form 4 · accession 0000775368-16-000028
ALLEGHANY CORP /DE · Y
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Johnson
Director
Period of report
Apr 14, 2016
Accepted (ET)
Apr 18, 2016 · 9:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 14, 2016 | M | 552 | $262.1728 | A | 7,052 | D | |
| Common Stock | Apr 14, 2016 | F | 291 | $496.33 | D | 6,761 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $262.1728 | Apr 14, 2016 | M | 552 | D | — | Apr 30, 2016 | Common Stock | 552 | 6 | D |
Explanation of responses
- F1One-third of such option became exercisable on each of the first, second and third anniversaries of the date of grant. The option was granted for no cash consideration.