SEC Form 4 · accession 0000775368-16-000024
ALLEGHANY CORP /DE · Y
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William K Lavin
Director
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 10:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2016 | M | 552 | $262.1728 | A | 2,904 | D | |
| Common Stock | Mar 3, 2016 | S | 30 | $477.11 | D | 2,874 | D | |
| Common Stock | Mar 3, 2016 | S | 200 | $477.1067 | D | 2,674 | D | |
| Common Stock | Mar 3, 2016 | S | 70 | $477.08 | D | 2,604 | D | |
| Common Stock | Mar 3, 2016 | S | 100 | $476.53 | D | 2,504 | D | |
| Common Stock | Mar 3, 2016 | S | 100 | $476.39 | D | 2,404 | D | |
| Common Stock | Mar 3, 2016 | S | 50 | $476.31 | D | 2,354 | D | |
| Common Stock | Mar 3, 2016 | S | 2 | $476.26 | D | 2,352 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $262.1728 | Mar 3, 2016 | M | 552 | D | — | Apr 30, 2016 | Common Stock | 552 | 6 | D |
Explanation of responses
- F1One-third of such option became exercisable on each of the first, second and third anniversaries of the date of grant. The option was granted for no cash consideration.