SEC Form 4 · accession 0000775158-19-000040
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wilson R Jones
Officer — President and CEO · Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 4, 2019 · 2:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 1, 2019 | A | 42 | A | — | — | Common Stock | 42 | 12,518 | D |
| Restricted Stock UnitsF1,F3 | — | Mar 1, 2019 | A | 65 | A | — | — | Common Stock | 65 | 19,116 | D |
| Restricted Stock UnitsF1,F4 | — | Mar 1, 2019 | A | 126 | A | — | — | Common Stock | 126 | 37,051 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
- F2The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.
- F3The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.
- F4The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018.