SEC Form 4 · accession 0000775158-19-000033
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Bryant
Officer — EVP and Pres, Defense Segment
Period of report
Feb 28, 2019
Accepted (ET)
Mar 1, 2019 · 12:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2019 | M | 1,134 | $28.96 | A | 6,309 | D | |
| Common Stock | Feb 28, 2019 | S | 682 | $77.85 | D | 5,627 | D | |
| Common Stock | Feb 28, 2019 | M | 2,000 | $47.33 | A | 7,627 | D | |
| Common Stock | Feb 28, 2019 | S | 1,500 | $77.81 | D | 6,127 | D | |
| Common Stock | Feb 28, 2019 | M | 3,575 | $46.94 | A | 9,702 | D | |
| Common StockF2 | Feb 28, 2019 | S | 2,637 | $77.87 | D | 7,065 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF3,F4 | $28.96 | Feb 28, 2019 | M | 1,134 | D | — | Sep 17, 2019 | Common Stock | 1,134 | 0 | D |
| OptionsF3,F5 | $47.33 | Feb 28, 2019 | M | 2,000 | D | — | Sep 16, 2020 | Common Stock | 2,000 | 0 | D |
| OptionsF3,F6 | $46.94 | Feb 28, 2019 | M | 3,575 | D | — | Sep 15, 2021 | Common Stock | 3,575 | 0 | D |
Explanation of responses
- F1Reporting Person completed a cashless exercise of OSK stock options granted in 2012 and due to expire on September 17, 2019.
- F2Represents weighted average price. Individual sales by lot ranged from $77.83 to $77.86. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F3Option (right to buy) granted pursuant to the Company's Stock Plan.
- F4Options vest in one-third (1/3) annual increments commencing on 9/17/2013.
- F5Options vest in one-third (1/3) annual increments commencing on 9/16/2014.
- F6Options vest in one-third (1/3) annual increments commencing on 9/15/2015.