SEC Form 4 · accession 0000775158-19-000021
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M. Sagehorn
Officer — Exec. VP and CFO
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 1:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2019 | M | 15,884 | $47.33 | A | 166,310 | D | |
| Common StockF1 | Feb 13, 2019 | S | 15,884 | $79.24 | D | 150,426 | D | |
| Common Stock | Feb 13, 2019 | M | 13,316 | $46.94 | A | 163,742 | D | |
| Common StockF2 | Feb 13, 2019 | S | 13,316 | $79.16 | D | 150,426 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF3,F4 | $47.33 | Feb 13, 2019 | M | 15,884 | D | — | Sep 16, 2020 | Common Stock | 15,884 | 1,316 | D |
| OptionsF3,F5 | $46.94 | Feb 13, 2019 | M | 13,316 | D | — | Sep 15, 2021 | Common Stock | 13,316 | 14,309 | D |
Explanation of responses
- F1Represents weighted average price. Individual sales by lot ranged from $79.03 to $79.30. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F2Represents weighted average price. Individual sales by lot ranged from $79.01 to $79.26. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F3Option (right to buy) granted pursuant to the Company's Stock Plan.
- F4Options vest in one-third (1/3) annual increments commencing on 9/16/2014.
- F5Options vest in one-third (1/3) annual increments commencing on 9/15/2015.