SEC Form 4 · accession 0000775158-18-000164
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anupam Khare
Officer — SVP/Chief Information Officer
Period of report
Nov 19, 2018
Accepted (ET)
Nov 21, 2018 · 1:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1,F2 | $66.09 | Nov 19, 2018 | A | 3,500 | A | — | Nov 19, 2028 | Common Stock | 3,500 | 3,500 | D |
| Restricted Stock UnitsF3,F4 | — | Nov 19, 2018 | A | 2,125 | A | — | — | Common Stock | 2,125 | 2,125 | D |
Explanation of responses
- F1Option (right to buy) granted pursuant to the Company's Stock Plan.
- F2Options vest in one-third (1/3) annual increments commencing on 11/19/2019.
- F3Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.
- F4Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.