SEC Form 4 · accession 0000775158-18-000137
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M. Sagehorn
Officer — Exec. VP and CFO
Period of report
Nov 12, 2018
Accepted (ET)
Nov 14, 2018 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 12, 2018 | M | 5,196 | — | A | 149,906 | D | |
| Common Stock | Nov 12, 2018 | F | 2,442 | $63.52 | D | 147,464 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 12, 2018 | M | 5,196 | D | Nov 12, 2018 | — | Common Stock | 5,196 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
- F2Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/12/2016.