SEC Form 4 · accession 0000775158-18-000127
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M. Sagehorn
Officer — Exec. VP and CFO
Period of report
Oct 16, 2018
Accepted (ET)
Oct 17, 2018 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 16, 2018 | M | 8,926 | $62.60 | A | 143,023 | D | |
| Common Stock | Oct 16, 2018 | F | 4,196 | $62.60 | D | 138,827 | D | |
| Common StockF2 | Oct 16, 2018 | M | 11,101 | $62.60 | A | 149,928 | D | |
| Common Stock | Oct 16, 2018 | F | 5,218 | $62.60 | D | 144,710 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018.
- F2Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018 (which takes into account performance through June 30, 2018).