SEC Form 4 · accession 0000775158-18-000100
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert H Sims
Officer — EVP & Chief HR Officer
Period of report
Aug 22, 2018
Accepted (ET)
Aug 24, 2018 · 1:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 22, 2018 | M | 2,842 | — | A | 5,362 | D | |
| Common Stock | Aug 22, 2018 | F | 910 | $69.43 | D | 4,452 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 22, 2018 | M | 2,842 | D | Aug 22, 2018 | — | Common Stock | 2,842 | 2,843 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
- F2Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 8/22/2017.