SEC Form 4 · accession 0000775158-18-000090
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M. Sagehorn
Officer — Exec. VP and CFO
Period of report
Aug 7, 2018
Accepted (ET)
Aug 9, 2018 · 3:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2018 | M | 45,000 | $28.96 | A | 179,097 | D | |
| Common StockF2 | Aug 7, 2018 | S | 45,000 | $75.40 | D | 134,097 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF3,F4 | $28.96 | Aug 8, 2018 | M | 45,000 | D | — | Sep 17, 2019 | Common Stock | 45,000 | 0 | D |
Explanation of responses
- F1Reporting Person completed a cashless exercise of OSK stock options granted in 2012 and due to expire on September 17, 2019.
- F2Represents weighted average price. Individual sales by lot ranged from $75.12 to $75.69. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F3Option (right to buy) granted pursuant to the Company's Stock Plan.
- F4Options vest in one-third (1/3) annual increments commencing on 9/17/2013.