SEC Form 4 · accession 0000775158-18-000068
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marek W. May
Officer — Senior VP, Operations
Period of report
May 21, 2018
Accepted (ET)
May 22, 2018 · 2:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 21, 2018 | M | 2,108 | $66.89 | A | 12,550 | D | |
| Common Stock | May 21, 2018 | S | 2,108 | $79.21 | D | 10,442 | D | |
| Common StockF2 | May 21, 2018 | S | 5,000 | $79.22 | D | 5,442 | D | |
| Common StockF3 | May 21, 2018 | S | 72 | $79.39 | D | 5,370 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4,F5 | $66.89 | May 21, 2018 | M | 2,108 | D | — | Nov 21, 2023 | Common Stock | 2,108 | 4,217 | D |
Explanation of responses
- F1Amount includes a total of 71.51 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 5/22/2018. Between 9/19/2017 and 5/22/2018, the reporting person acquired .40 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
- F2Represents weighted average price. Individual sales by lot ranged from $79.17 to $79.30. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F3Reporting Person sold shares from his Oshkosh Corporation Employee Stock Purchase Plan account.
- F4Option (right to buy) granted pursuant to the Company's Stock Plan.
- F5Options vest in one-third (1/3) annual increments commencing on 11/21/2017.