SEC Form 4 · accession 0000775158-18-000046
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Messina
Officer — Senior VP, Engineering & Tech.
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2018 | M | 2 | $82.16 | A | 11,830 | D | |
| Common Stock | Feb 27, 2018 | F | 1 | $82.16 | D | 11,829 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 26, 2018 | A | 2 | A | — | — | Common Stock | 2 | 2 | D |
| Restricted Stock UnitsF2,F4 | — | Feb 26, 2018 | A | 4 | A | — | — | Common Stock | 4 | 1,433 | D |
| Restricted Stock UnitsF2,F5 | — | Feb 26, 2018 | A | 5 | A | — | — | Common Stock | 5 | 1,742 | D |
| Restricted Stock UnitsF2,F6 | — | Feb 26, 2018 | A | 6 | A | — | — | Common Stock | 6 | 2,006 | D |
| Restricted Stock UnitsF2,F3 | — | Feb 27, 2018 | M | 2 | D | — | — | Common Stock | 2 | 0 | D |
Explanation of responses
- F1Dividend paid on Restricted Stock Units vested and distributed on February 13, 2018 which fell between dividend record date and dividend payment date.
- F2Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
- F3The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 2/13/2015.
- F4The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.
- F5The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.
- F6The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.