SEC Form 4 · accession 0000775158-18-000029
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Messina
Officer — Senior VP, Engineering & Tech.
Period of report
Feb 13, 2018
Accepted (ET)
Feb 14, 2018 · 2:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2018 | M | 750 | — | A | 12,099 | D | |
| Common StockF2 | Feb 13, 2018 | F | 280 | $85.37 | D | 11,828 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 13, 2018 | M | 750 | D | Feb 13, 2018 | — | Common Stock | 750 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
- F2Amount includes a total of 878.73 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 2/14/2018. Between 11/14/2017 and 2/14/2018, the reporting person acquired 8.85 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
- F3Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/13/2016.