SEC Form 4 · accession 0000775158-18-000008
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duncan Palmer
Director
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 1:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2018 | M | 1,500 | $30.05 | A | 23,095 | D | |
| Common Stock | Feb 1, 2018 | S | 1,500 | $91.93 | D | 21,595 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF2,F3 | $30.05 | Feb 1, 2018 | M | 1,500 | D | — | Jul 18, 2018 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1Reporting Person completed a cashless exercise of OSK stock options granted in 2011 and due to expire on July 18, 2018.
- F2Option (right to buy) granted pursuant to the Company's Stock Plan.
- F3Options vest in one-third (1/3) annual increments commencing on 7/18/2012.