SEC Form 4 · accession 0000775158-17-000211
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert H Sims
Officer — EVP & Chief HR Officer
Period of report
Dec 5, 2017
Accepted (ET)
Dec 6, 2017 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2017 | M | 3 | $90.04 | A | 2,521 | D | |
| Common Stock | Dec 5, 2017 | F | 1 | $90.04 | D | 2,520 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Dec 5, 2017 | M | 3 | D | — | — | Common Stock | 3 | 2,125 | D |
Explanation of responses
- F1Dividend paid on Restricted Stock Units vested and distributed on November 21, 2017 which fell between dividend record date and dividend payment date.
- F2Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
- F3Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.