SEC Form 4 · accession 0000775158-17-000175
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ignacio A Cortina
Officer — EVP, Gen. Counsel & Secretary
Period of report
Nov 20, 2017
Accepted (ET)
Nov 22, 2017 · 12:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2017 | M | 1,161 | — | A | 10,419 | D | |
| Common Stock | Nov 21, 2017 | F | 407 | $86.23 | D | 10,012 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF2,F3 | $86.59 | Nov 20, 2017 | A | 5,225 | A | — | Nov 20, 2027 | Common Stock | 5,225 | 5,225 | D |
| Restricted Stock UnitsF4,F5 | — | Nov 20, 2017 | A | 3,250 | A | — | — | Common Stock | 3,250 | 3,250 | D |
| Restricted Stock UnitsF1,F6 | — | Nov 21, 2017 | M | 1,161 | D | Nov 21, 2017 | — | Common Stock | 1,161 | 2,321 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
- F2Option (right to buy) granted pursuant to the Company's Stock Plan.
- F3Options vest in one-third (1/3) annual increments commencing on 11/20/2018.
- F4Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.
- F5Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.
- F6Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.