SEC Form 4 · accession 0000775158-17-000122
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Messina
Officer — Senior VP, Engineering & Tech.
Period of report
Sep 15, 2017
Accepted (ET)
Sep 18, 2017 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2017 | M | 1,028 | — | A | 10,187 | D | |
| Common StockF2 | Sep 15, 2017 | F | 360 | $77.13 | D | 9,856 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Sep 15, 2017 | M | 1,028 | D | Sep 15, 2017 | — | Common Stock | 1,028 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
- F2Amount includes a total of 864.12 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 9/18/2017. Between 2/15/2017 and 9/18/2017, the reporting person acquired 29.45 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
- F3Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/15/2015.