SEC Form 4 · accession 0000775158-17-000088
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Scott Grennier
Officer — Senior VP and Treasurer
Period of report
Aug 10, 2017
Accepted (ET)
Aug 11, 2017 · 1:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2017 | M | 2,000 | $46.94 | A | 4,912 | D | |
| Common Stock | Aug 10, 2017 | S | 2,000 | $74.37 | D | 2,912 | D | |
| Common Stock | Aug 10, 2017 | M | 2,883 | $41.52 | A | 5,795 | D | |
| Common StockF1 | Aug 10, 2017 | S | 2,883 | $74.42 | D | 2,912 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF2,F3 | $46.94 | Aug 10, 2017 | M | 2,000 | D | — | Sep 15, 2021 | Common Stock | 2,000 | 4,900 | D |
| OptionsF2,F4 | $41.52 | Aug 10, 2017 | M | 2,883 | D | — | Nov 12, 2022 | Common Stock | 2,883 | 5,767 | D |
Explanation of responses
- F1Represents weighted average price. Individual sales by lot ranged from $74.42 to $74.43. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F2Option (right to buy) granted pursuant to the Company's Stock Plan.
- F3Options vest in one-third (1/3) annual increments commencing on 9/15/2015.
- F4Options vest in one-third (1/3) annual increments commencing on 11/12/2016.