SEC Form 4 · accession 0000775158-17-000085
OSHKOSH CORP · OSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marek W. May
Officer — Senior VP, Operations
Period of report
Aug 4, 2017
Accepted (ET)
Aug 8, 2017 · 3:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 4, 2017 | M | 3,200 | $41.52 | A | 11,068 | D | |
| Common StockF1 | Aug 4, 2017 | S | 3,200 | $74.89 | D | 7,868 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF2,F3 | $41.52 | Aug 4, 2017 | M | 3,200 | D | — | Nov 12, 2022 | Common Stock | 3,200 | 6,400 | D |
Explanation of responses
- F1Represents weighted average price. Individual sales by lot ranged from $74.87 to $74.89. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- F2Option (right to buy) granted pursuant to the Company's Stock Plan.
- F3Options vest in one-third (1/3) annual increments commencing on 11/12/2016.